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Financial Secretary
Results: 3820

#	Item
931	February 15, 2011 Via Electronic Mail Office of the Secretary Public Company Accounting Oversight Board 1666 K Street, NW Add to Reading List Source URL: pcaobus.org Language: English - Date: 2011-02-16 10:48:46 Financial markets United States securities law Financial regulation Auditing Economy of the United States Public Company Accounting Oversight Board Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Investor Protection Corporation Sarbanes–Oxley Act Finance Financial economics Business
932	November 9, 2012 VIA ELECTRONIC MAIL Ms. Sauntia S. Warfield Assistant Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Finance Commodity Futures Trading Commission Commodity Pool Operator Commodity pool Hedge fund Commodity trading advisor Gary Gensler National Futures Association Bart Chilton Financial economics Commodities market Investment
933	October 4, 2010 Mary Rupp Secretary of the Board National Credit Union Administration 1775 Duke St Alexandria, VA[removed] Add to Reading List Source URL: www.ncua.gov Language: English - Date: 2011-12-19 03:04:02 Community development financial institution Financial services Economy of the United States Community development Credit union Credit Union National Association
934	Following are items being considered in the June 2013 Electronic Meeting of the NAWCC Board of Directors: MOTION: Made by Secretary Wahlner, Seconded by Director Dempsey: To amend the following Standing Rule by striking Add to Reading List Source URL: www.nawcc.org Language: English - Date: 2013-09-30 09:59:31 Charitable Gift Annuity Annuity Life annuity National Association of Watch and Clock Collectors Financial economics Investment Charitable organizations
935	CREATION OF A SERVICE COMPLAINTS OMBUDSMAN Following the Secretary of State’s announcement on planned reforms to the Service complaints system in March 2014, legislation setting out a new system including a new Service Add to Reading List Source URL: armedforcescomplaints.independent.gov.uk Language: English - Date: 2014-12-15 06:23:53 Ombudsman Ethics Government Scottish Public Services Ombudsman Financial Ombudsman Service Legal professions Government officials Law
936	November 15, 2010 VIA ELECTRONIC MAIL ([removed]) U.S. Securities and Exchange Commission 100 F. Street, NE Washington, DC[removed]Attn: Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 16:22:48 Stock market Securities United States securities law United States Securities and Exchange Commission Securities Act Due diligence Dodd–Frank Wall Street Reform and Consumer Protection Act Asset-backed security Securities Exchange Act Financial economics Finance Investment
937	November 15, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 16:20:48 Financial services Fixed income securities Structured finance United States housing bubble Syndicated loan Asset-backed security Collateralized debt obligation Dodd–Frank Wall Street Reform and Consumer Protection Act Securitization Financial economics Finance Economics
938	e Office of the Secretary Securities and Exchange Commission 100 F Street NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 08:20:30 Securities United States securities law Fixed income securities Structured finance Securities Act Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Securitization Late-2000s financial crisis Financial economics Economics Finance
939	December 23, 2010 Via email to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-28 10:52:11 73rd United States Congress United States Securities and Exchange Commission United States securities law United States housing bubble Securities Exchange Act Futures contract SEC Rule 10b5-1 Settlement Security Financial economics Finance Financial system
940	April 23, 2014 BY EMAIL c/o Secretary Ontario Securities Commission 20 Queen Street West Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:41:29 Economics United States housing bubble Structured finance Fixed income securities Securities Securitization Asset-backed security Asset-backed commercial paper Money market Financial economics Finance Financial markets

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